Entities

Transfer Agents Transfer agents record changes of ownership, maintain the issuer's security holder records, cancel and issue certificates, and distribute dividends.

SUBMISSION TYPE
DESCRIPTION

TA-1

Uniform form for registration as a transfer agent

TA-1/A

Amendment of a previous Form TA-1

TA-2

Form for reporting activities of transfer agents

TA-2/A

Amendment of a previous Form TA-2

TA-W

Notice of withdrawal from registration as a transfer agent

Example:

PACIFIC STOCK TRANSFER CO /TA CIK#: 0000721748 (see all company filings)arrow-up-right

Securitize Transfer Agent, LLC CIK#: 0001782266 (see all company filings)arrow-up-right

FRANKLIN TEMPLETON INVESTOR SERVICES LLC /TA CIK#: 0000353291 (see all company filings)arrow-up-right

FIS Investor Services LLC /TA CIK#: 0001630490 (see all company filings)arrow-up-right

FORM TA-1/Aarrow-up-right | FORM TA-2/Aarrow-up-right

RESOURCES

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